The Chicago Board of Trade and Chicago Mercantile Exchange againfailed to meet congressionally mandated trade audit-trailrequirements.
The exchanges will be given one more chance to come intocompliance, and if they don't, dual trading could be banned, theCommodity Futures Trading Commission said Monday.
A report on the status of audit trails at U.S. futures exchangessaid that, in the near term, the CFTC plans to step up itssurveillance of dual trading. Dual trading occurs when a pit brokertrades for his own account and for customers at the same time.
In the meantime, the Chicago exchanges will be given one morechance to meet the standards by Jan. 1, …
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